DFX Intelligence
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Team lift-out
2 advisors left S•••••••• F••••••••• I••• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Robert Ressler | Mason City, Ia | Dec 6, 2022 | Nov 30, 2022 |
| Gary Duane Schaudt | Marshalltown, Ia | Dec 10, 2022 | Dec 8, 2022 |
The rule
- Registrations ended
- Dec 6, 2022 to Dec 10, 2022
- Registered next
- Nov 30, 2022 to Dec 8, 2022
- Branch state
- IA
- Cities
- 2, most in Mason City, Ia
- Registered there that day
- 940 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape