DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Robert Ressler
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as John Robert Sr Ressler
At current firm
1 y
since Sep 15, 2025
In the industry
40 y
since Jul 31, 1986 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Simplicity Wealth mixed wealth currentsince Sep 15, 2025 · Lady Lake, Fl
- Tlg Advisors, Inc. BD affiliatedAug 5, 2025 to Aug 5, 2025 · Summit, Nj
- LPL Financial LLC BD affiliatedNov 30, 2022 to Aug 4, 2025 · Mason City, Ia
- Sagepoint Financial, Inc. formerJul 8, 2019 to Dec 6, 2022 · Scottsdale, Az
- LPL Financial LLC BD affiliatedFeb 14, 2018 to Jul 10, 2019 · Mason City, Ia
- Sii Investments, Inc. formerMay 4, 2012 to Feb 15, 2018 · Mason City, Ia
- LPL Financial LLC BD affiliatedSep 20, 2005 to May 14, 2012 · Mason City, Ia
- Mutual Service Corporation unclassifiedJul 9, 2002 to Sep 19, 2005 · Mason City, Ia
Moves
a registration end followed by a registration begin elsewhere
- Tlg Advisors, Inc. to Simplicity Wealthleft Aug 5, 2025, registered Sep 15, 2025 (41 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Tlg Advisors, Inc.left Aug 4, 2025, registered Aug 5, 2025 (1 days) · Affiliated broker-dealer or bank to another
- Sagepoint Financial, Inc. to LPL Financial LLCleft Dec 6, 2022, registered Nov 30, 2022 (-6 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- LPL Financial LLC to Sagepoint Financial, Inc.left Jul 10, 2019, registered Jul 8, 2019 (-2 days) · RIA to affiliated broker-dealer or bank
- Sii Investments, Inc. to LPL Financial LLCleft Feb 15, 2018, registered Feb 14, 2018 (-1 days) · corporate re-registration, not a move
- LPL Financial LLC to Sii Investments, Inc.left May 14, 2012, registered May 4, 2012 (-10 days) · Other
- Mutual Service Corporation to LPL Financial LLCleft Sep 19, 2005, registered Sep 20, 2005 (1 days) · Other
Signals
- John Robert Ressler left Tlg Advisors, Inc. for Simplicity Wealth (registered 2025-09-15)Aug 5, 2025 · Advisor changed firm · fact
- John Robert Ressler left Lpl Financial Llc for Tlg Advisors, Inc. (registered 2025-08-05)Aug 4, 2025 · Advisor changed firm · fact
- John Robert Ressler left Sagepoint Financial, Inc. for Lpl Financial Llc (registered 2022-11-30)Dec 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address