DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

10 advisors left L•••• F••• A••••••• S••••••• for L•• F•••••••• L••

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Ben G PierceCanyon, TxAug 19, 2021Aug 19, 2021
Thomas Michael GarlandDallas, TxAug 19, 2021Aug 18, 2021
Barry Keith MaloneDallas, TxAug 25, 2021Aug 24, 2021
Gregory Steven MooreDallas, TxAug 25, 2021Aug 24, 2021
Mark Wade DicksonDallas, TxAug 25, 2021Aug 24, 2021
Conrad E CookDallas, TxAug 31, 2021Aug 31, 2021
Daniel Nathan LuberDallas, TxAug 31, 2021Aug 30, 2021
Mary Kathryn TompkinsDallas, TxAug 31, 2021Feb 3, 2022
Stephen D IaconisDallas, TxAug 31, 2021Aug 31, 2021
Steven John PotterDallas, TxAug 31, 2021Jan 20, 2022
The rule
Registrations ended
Aug 19, 2021 to Aug 31, 2021
Registered next
Aug 18, 2021 to Feb 3, 2022
Branch state
TX
Cities
2, most in Dallas, Tx
Registered there that day
87 (people still on IAPD; an estimate)
Share of that headcount
11%
Succession by the destination
none on the tape
Other teams out of L•••• F••• A••••••• S•••••••Other teams into L•• F•••••••• L••