RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• K•••••• T•••••••
- C••••••• P••••••• independent RIA currentsince Oct 25, 2023 · Birmingham, Al
- L•• F•••••••• L•• BD affiliatedFeb 3, 2022 to Nov 6, 2023 · Birmingham, Al
- L•••• F••• A••••••• S••••••• BD affiliatedOct 13, 2020 to Aug 31, 2021 · Birmingham, Al
- L•• F•••••••• L•• to C••••••• P•••••••left Nov 6, 2023, registered Oct 25, 2023 (-12 days) · Affiliated broker-dealer or bank to independent RIA
- L•••• F••• A••••••• S••••••• to L•• F•••••••• L••left Aug 31, 2021, registered Feb 3, 2022 (156 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••• K•••••• T••••••• left L•• F•••••••• L•• for C••••••• P••••••• (registered 2023-10-25)Nov 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address