DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left C•••••••• I••••••••• R••••••• A•••••••• I••• for C••••••••• F•••••••• N••••••
BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Karen Lisa Roth | Pleasantville, Ny | Feb 21, 2020 | Jun 29, 2021 |
| Kerri Lynn Kimball | New York, Ny | Feb 21, 2020 | Feb 10, 2020 |
The rule
- Registrations ended
- Feb 21, 2020
- Registered next
- Feb 10, 2020 to Jun 29, 2021
- Branch state
- NY
- Cities
- 2, most in Pleasantville, Ny
- Registered there that day
- 2,575 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape