DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kerri Lynn Kimball
Certified Financial Planner
Feed of 09/14/2026
Also filed as Kerri L Kimball
At current firm
0 y
since Jun 8, 2026
In the industry
19 y
since Dec 11, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Apogee Wealth Advisors state registered currentsince Jun 8, 2026 · Danville, Ca
- Commonwealth Financial Network national BDFeb 10, 2020 to Aug 5, 2026 · Waltham, Ma
- Cambridge Investment Research Advisors, Inc. BD affiliatedMar 11, 2013 to Feb 21, 2020 · New York, Ny
- Commonwealth Financial Network national BDJan 28, 2013 to Mar 11, 2013 · New York, Ny
- MML Investors Services, LLC BD affiliatedAug 27, 2007 to Feb 3, 2011 · New York, Ny
- Park Avenue Securities LLC BD affiliatedFeb 9, 2007 to Aug 17, 2007 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Apogee Wealth Advisorsleft Aug 5, 2026, registered Jun 8, 2026 (-58 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Cambridge Investment Research Advisors, Inc. to Commonwealth Financial Networkleft Feb 21, 2020, registered Feb 10, 2020 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- Commonwealth Financial Network to Cambridge Investment Research Advisors, Inc.left Mar 11, 2013, registered Mar 11, 2013 (0 days) · Other
- MML Investors Services, LLC to Commonwealth Financial Networkleft Feb 3, 2011, registered Jan 28, 2013 (725 days) · Other
- Park Avenue Securities LLC to MML Investors Services, LLCleft Aug 17, 2007, registered Aug 27, 2007 (10 days) · Other
Signals
- Kerri Lynn Kimball left Commonwealth Financial Network for Apogee Wealth Advisors (registered 2026-06-08)Aug 5, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address