DFX Intelligence
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Team lift-out
2 advisors left F•••• A••••• A••••••• S•••••••• I••• for P•••••• W••••• M••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kenneth Dean Fincher | Rancho Santa Fe, Ca | May 24, 2019 | Nov 15, 2023 |
| Paul Edward Drolson | Rancho Santa Fe, Ca | May 24, 2019 | Nov 17, 2023 |
The rule
- Registrations ended
- May 24, 2019
- Registered next
- Nov 15, 2023 to Nov 17, 2023
- Branch state
- CA
- Cities
- 1, most in Rancho Santa Fe, Ca
- Registered there that day
- 460 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- none on the tape