DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kenneth Dean Fincher

Perigon Wealth Management, LLCindependent RIARancho Santa Fe, Ca IA-onlyIAPD 1910915

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Kenny Fincher

At current firm

2 y

since Nov 15, 2023

In the industry

31 y

since Dec 2, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Perigon Wealth Management, LLC independent RIA current
since Nov 15, 2023 · San Francisco, Ca
First Allied Advisory Services, Inc. former
Apr 18, 2014 to May 24, 2019 · Rancho Santa Fe, Ca
Independent Financial Group, LLC BD affiliated
Feb 9, 2009 to Apr 23, 2014 · San Diego, Ca
Wealth Advisors, Inc. former
Jun 8, 2004 to Feb 16, 2024 · Henderson, Nv
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Oct 28, 2003 to Sep 28, 2004 · San Diego, Ca
Ameriprise Financial Services, LLC national BD
Dec 15, 1997 to Oct 20, 2003 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

Wealth Advisors, Inc. to Independent Financial Group, LLC
left Feb 16, 2024, registered Feb 9, 2009 (-5485 days) · Other · moved with a team
First Allied Advisory Services, Inc. to Perigon Wealth Management, LLC
left May 24, 2019, registered Nov 15, 2023 (1636 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Independent Financial Group, LLC to First Allied Advisory Services, Inc.
left Apr 23, 2014, registered Apr 18, 2014 (-5 days) · Other
National Planning Corporation ("Npc Of America" In Fl & Ny) to Wealth Advisors, Inc.
left Sep 28, 2004, registered Jun 8, 2004 (-112 days) · Other
Ameriprise Financial Services, LLC to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Oct 20, 2003, registered Oct 28, 2003 (8 days) · Other

Signals

Kenneth Dean Fincher left Wealth Advisors, Inc. for Independent Financial Group, Llc (registered 2009-02-09)
Feb 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address