DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left C••••••• • C••• I••• for R•••••• J•••• • A••••••••• I•••
BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mamie H Lai | Pasadena, Ca | Jun 17, 2019 | May 31, 2019 |
| Michelle L. Marquez | Pasadena, Ca | Jun 17, 2019 | Jun 3, 2019 |
The rule
- Registrations ended
- Jun 17, 2019
- Registered next
- May 31, 2019 to Jun 3, 2019
- Branch state
- CA
- Cities
- 1, most in Pasadena, Ca
- Registered there that day
- 134 (people still on IAPD; an estimate)
- Share of that headcount
- 1.5%
- Succession by the destination
- none on the tape