DFX Intelligence
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Firm absorbed
15 advisors left S•••••••• F•••••••• G••••• L•• for W•••••• A•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ashlynne Michelle Pala | Merrillville, In | Mar 23, 2024 | Jan 9, 2024 |
| Blake Andrew Macke | Merrillville, In | Mar 23, 2024 | Jan 11, 2024 |
| Christian Resendiz | Merrillville, In | Mar 23, 2024 | Jan 11, 2024 |
| Colin P Coine | Merrillville, In | Mar 23, 2024 | Jan 11, 2024 |
| Jennifer Suzanne Ryan | Merrillville, In | Mar 23, 2024 | Jan 11, 2024 |
| Madeline Mclean Brown | Merrillville, In | Mar 23, 2024 | Jan 9, 2024 |
| Pamela Ann Martin | Merrillville, In | Mar 23, 2024 | Jan 18, 2024 |
| Victoria Elizabeth Mae Chatman | Merrillville, In | Mar 23, 2024 | Jan 11, 2024 |
| Chad Eric Hassinger | Merrillville, In | Mar 29, 2024 | Jan 11, 2024 |
| Doug Justin Hoover | Merrillville, In | Mar 29, 2024 | Jan 11, 2024 |
| James Thomas Pechin | Lafayette, In | Mar 29, 2024 | Jan 11, 2024 |
| Kashish Meghani | Merrillville, In | Mar 29, 2024 | Jan 11, 2024 |
| Nicole Marie Clarke | Merrillville, In | Mar 29, 2024 | Jan 11, 2024 |
| Stephen Joseph Barrett | Merrillville, In | Mar 29, 2024 | Jan 11, 2024 |
| Steven Michael Gronceski | Merrillville, In | Mar 29, 2024 | Jan 11, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Mar 23, 2024 to Mar 29, 2024
- Registered next
- Jan 9, 2024 to Jan 18, 2024
- Branch state
- IN
- Cities
- 2, most in Merrillville, In
- Registered there that day
- 18 (people still on IAPD; an estimate)
- Share of that headcount
- 83%
- Succession by the destination
- none on the tape