RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• T••••• P•••••
- M••••••••• A•••• M••••••••• I••• independent RIA currentsince May 27, 2026 · Lafayette, In
- W•••••• A•••••••• L•• independent RIAJan 11, 2024 to Jan 29, 2026 · Birmingham, Al
- S•••••••• F•••••••• G••••• L•• formerJan 15, 2019 to Mar 29, 2024 · Merrillville, In
- W•••••• A•••••••• L•• to M••••••••• A•••• M••••••••• I•••left Jan 29, 2026, registered May 27, 2026 (118 days) · RIA to RIA
- S•••••••• F•••••••• G••••• L•• to W•••••• A•••••••• L••left Mar 29, 2024, registered Jan 11, 2024 (-78 days) · RIA to RIA · moved with a team
- J•••• T••••• P••••• left W•••••• A•••••••• L•• for M••••••••• A•••• M••••••••• I••• (registered 2026-05-27)Jan 29, 2026 · Advisor changed firm · fact
- J•••• T••••• P••••• left S•••••••• F•••••••• G••••• L•• for W•••••• A•••••••• L•• (registered 2024-01-11)Mar 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address