RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• P• C••••
- M•••••• BD affiliated currentsince May 29, 2025 · Oakbrook Terrace, Il
- W•••••• A•••••••• L•• independent RIAJan 11, 2024 to May 9, 2025 · Merrillville, In
- S•••••••• F•••••••• G••••• L•• formerDec 19, 2022 to Mar 23, 2024 · Merrillville, In
- W•••••• A•••••••• L•• to M••••••left May 9, 2025, registered May 29, 2025 (20 days) · RIA to affiliated broker-dealer or bank
- S•••••••• F•••••••• G••••• L•• to W•••••• A•••••••• L••left Mar 23, 2024, registered Jan 11, 2024 (-72 days) · RIA to RIA · moved with a team
- C•••• P• C•••• left W•••••• A•••••••• L•• for Mariner (registered 2025-05-29)May 9, 2025 · Advisor changed firm · fact
- C•••• P• C•••• left S•••••••• F•••••••• G••••• L•• for W•••••• A•••••••• L•• (registered 2024-01-11)Mar 23, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address