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Team lift-out

4 advisors left A••••••••• I••••••••• S•••••••• I••• for C••••••••• F•••••••• N••••••

independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Kristy Ann SchreiberNeenah, WiFeb 24, 2023Feb 24, 2023
Patti Therese HohnAppleton, WiFeb 24, 2023Feb 24, 2023
Kelly Gerard WatzkaWinneconne, WiMar 3, 2023Feb 24, 2023
Todd Jon FunkWautoma, WiMar 3, 2023Feb 24, 2023
The rule
Registrations ended
Feb 24, 2023 to Mar 3, 2023
Registered next
Feb 24, 2023
Branch state
WI
Cities
4, most in Neenah, Wi
Registered there that day
40 (people still on IAPD; an estimate)
Share of that headcount
10%
Succession by the destination
none on the tape