DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left S••••••• W••••• M••••••••• L•• for S••••• O•• S••••••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Douglas Anderson | Purchase, Ny | Jun 30, 2025 | Jul 1, 2025 |
| Nicholas Anthony Pfeiffer | Purchase, Ny | Jun 30, 2025 | Jun 30, 2025 |
The rule
- Registrations ended
- Jun 30, 2025
- Registered next
- Jun 30, 2025 to Jul 1, 2025
- Branch state
- NY
- Cities
- 1, most in Purchase, Ny
- Registered there that day
- 40 (people still on IAPD; an estimate)
- Share of that headcount
- 5.0%
- Succession by the destination
- none on the tape