RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Silver Oak Securities, Inc.
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Webster, Ny +1 | Affiliated broker-dealer or bank to another | Nov 6, 2025 over 5 d |
| 2 | Seacrest Wealth Management, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | Purchase, Ny | RIA to affiliated broker-dealer or bank | Jun 30, 2025 |
| 2 | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Wilmette, Il | Affiliated broker-dealer or bank to another | Jan 8, 2025 over 5 d |
| 2 | Faithward Advisors, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | Lancaster, Pa | RIA to affiliated broker-dealer or bank | Feb 7, 2024 |
| 2 | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Urbandale, Ia +1 | Affiliated broker-dealer or bank to another | Oct 17, 2023 |
| 2 | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Murfreesboro, Tn | Affiliated broker-dealer or bank to another | Sep 22, 2023 over 3 d |
| 2 | Osaic Fs, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Simpsonville, Sc | Affiliated broker-dealer or bank to another | Mar 31, 2023 |
| 3 | Faithward Advisors, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | Lancaster, Pa | RIA to affiliated broker-dealer or bank | Mar 9, 2023 |
| 2 | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Schroon Lake, Ny | Affiliated broker-dealer or bank to another | Sep 24, 2021 |
| 2 | Ssn Advisory, Inc. BD affiliated | Silver Oak Securities, Inc. independent RIA | Louisville, Ky | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2018 |
| 4 | Ssn Advisory, Inc. BD affiliated | Silver Oak Securities, Inc. independent RIA | Greenwood, In +2 | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2018 over 3 d |