DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Douglas Anderson

Silver Oak Securities, Inc.BD affiliatedJackson, Tn IA-onlyIAPD 1756026

Feed of 09/14/2026

Also filed as Douglas Anderson

At current firm

1 y

since Jul 1, 2025

In the industry

38 y

since Dec 29, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Silver Oak Securities, Inc. BD affiliated current
since Jul 1, 2025 · Louisville, Ky
Seacrest Wealth Management, LLC independent RIA
Jun 22, 2012 to Jun 30, 2025 · Louisville, Ky
Morgan Stanley wirehouse
Jun 1, 2009 to Feb 24, 2012 · Louisville, Ky
Morgan Stanley & Co. LLC unclassified
Apr 2, 2007 to Jun 1, 2009 · Louisville, Ky
Morgan Stanley Dw Inc. unclassified
Dec 12, 2003 to Apr 2, 2007 · Louisville, Ky
Natcity Investments, Inc. unclassified
Oct 8, 2003 to Dec 16, 2003 · Louisville, Ky

Moves

a registration end followed by a registration begin elsewhere

Seacrest Wealth Management, LLC to Silver Oak Securities, Inc.
left Jun 30, 2025, registered Jul 1, 2025 (1 days) · RIA to affiliated broker-dealer or bank · moved with a team
Morgan Stanley to Seacrest Wealth Management, LLC
left Feb 24, 2012, registered Jun 22, 2012 (119 days) · Other
Morgan Stanley & Co. LLC to Morgan Stanley
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLC
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Natcity Investments, Inc. to Morgan Stanley Dw Inc.
left Dec 16, 2003, registered Dec 12, 2003 (-4 days) · Other

Signals

James Douglas Anderson left Seacrest Wealth Management, Llc for Silver Oak Securities, Inc. (registered 2025-07-01)
Jun 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address