DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••• P•••••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Aaron Timothy Kowal | Waukesha, Wi | Oct 12, 2020 | Dec 20, 2024 |
| Jeffrey Davis Kowal | Waukesha, Wi | Oct 12, 2020 | Dec 20, 2024 |
The rule
- Registrations ended
- Oct 12, 2020
- Registered next
- Dec 20, 2024
- Branch state
- WI
- Cities
- 1, most in Waukesha, Wi
- Registered there that day
- 4,502 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (Feb 10, 2020), not necessarily this firm