DFX Intelligence
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Team lift-out
4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for F•••• F•••••••• G••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Leslie Vigil | Fort Lauderdale, Fl | Dec 21, 2022 | Dec 16, 2022 |
| Abraham Blas Arce | Fort Lauderdale, Fl | Dec 31, 2022 | Jan 1, 2025 |
| Gabriel Ethan Levy | Ft Lauderdale, Fl | Dec 31, 2022 | Dec 16, 2022 |
| Marguerite Maria Panico Fiori | Fort Lauderdale, Fl | Dec 31, 2022 | Dec 16, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 21, 2022 to Dec 31, 2022
- Registered next
- Dec 16, 2022 to Jan 1, 2025
- Branch state
- FL
- Cities
- 2, most in Fort Lauderdale, Fl
- Registered there that day
- 5,331 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- a succession within a year (Jan 4, 2023), not necessarily this firm