DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••• F•••••••• G••••
Legal name F•• P•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jul 25, 2022 · 20 filings
SEC status approved since Dec 8, 2022
RAUM
$567M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$532M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$567M as of Mar 25, 2026
Mar 30, 2023$324M then
HNW client RAUM$488M as of Mar 25, 2026
Mar 30, 2023$268M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Mar 30, 20236 then
Employees (5.A)8 as of Mar 25, 2026
Mar 30, 20238 then
Private funds: no history
RAUM +19% over the last fiscal year+21% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 45derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $840,541derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $528MreportedItem 5.I
- Custody
- $54.6M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$488M86%
- Individuals$44.4M7.8%
- Pension and profit-sharing plans$23.8M4.2%
- Charitable organizations$11.4M2.0%
- Individual clients
- 122reported
- HNW clients
- 102reported
- Pension plan clients
- 12reported
- Charitable clients
- 2reported
- Accounts
- 675reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $54.6M for 19 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••• V•••• | Fort Lauderdale, Fl | Dec 16, 2022 | 10 y | 2 |
| M••••••••• M•••• P••••• F•••• | Fort Lauderdale, Fl | Dec 16, 2022 | 28 y | 3 |
| S•••• D•••• V••••••••• | Fort Lauderdale, Fl | Jan 1, 2023 | 18 y | 3 |
| A•••••• B••• A••• | Fort Lauderdale, Fl | Jan 1, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• B••• A••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- S•••• D•••• V••••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jan 1, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- M••••••••• M•••• P••••• F•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Dec 16, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- G•••••• E•••• L••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Dec 16, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
- L••••• V•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Dec 16, 2022 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Dec 21, 2022 · Fort Lauderdale, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• A••••••• B••• · Ccocontrolsince 01/2022 · owns less than 5%
- L•••• G••••••• E•••• · Coocontrolsince 05/2024 · owns less than 5%
- A•••• A••••••• B••• · Managercontrolsince 08/2021 · owns 75% or more of A•• C•••••• L••
- F••••• M••••••••• M•••• P••••• · Managercontrolsince 01/2006 · owns 75% or more of F•••• F•••••••• G••••• I•••
- L•••• G••••••• E•••• · Managercontrolsince 03/2018 · owns 75% or more of G•• C•••••• L••
- V••••••••• S••••• D•••• · Managercontrolsince 07/2010 · owns 75% or more of S•• C••••••• I•••
Entity owners
- A•• C•••••• L•• · Memberdirect · owns less than 5%
- F•••• F•••••••• G••••• I••• · Memberdirect · owns 50% to 75%
- G•• C•••••• L•• · Memberdirect · owns 5% to 10%
- S•• C••••••• I••• · Memberdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Lauderdale, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 660 to 675Sep 10, 2025 to Mar 25, 2026
- HNW clients · 108 to 102Sep 10, 2025 to Mar 25, 2026
- Individual clients · 125 to 122Sep 10, 2025 to Mar 25, 2026
- Pension plan clients · 15 to 12Sep 10, 2025 to Mar 25, 2026
- Assets in custody · $28.3M to $54.6MSep 10, 2025 to Mar 25, 2026
- Discretionary RAUM · $477M to $565MSep 10, 2025 to Mar 25, 2026
- HNW RAUM · $405M to $488MSep 10, 2025 to Mar 25, 2026
- Individual RAUM · $40.4M to $44.4MSep 10, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $0 to $2.0MSep 10, 2025 to Mar 25, 2026
- Pension RAUM · $21.0M to $23.8MSep 10, 2025 to Mar 25, 2026
- RAUM · $477M to $567MSep 10, 2025 to Mar 25, 2026
- Financial planning clients · unset to Apr 22, 2025 to May 6, 2025
- Accounts · 646 to 660May 8, 2024 to Feb 28, 2025
- HNW clients · 103 to 108May 8, 2024 to Feb 28, 2025
- Individual clients · 127 to 125May 8, 2024 to Feb 28, 2025
- Pension plan clients · 13 to 15May 8, 2024 to Feb 28, 2025
- Assets in custody · $0 to $28.3MMay 8, 2024 to Feb 28, 2025
- Discretionary RAUM · $385M to $477MMay 8, 2024 to Feb 28, 2025
- HNW RAUM · $312M to $405MMay 8, 2024 to Feb 28, 2025
- Individual RAUM · $35.7M to $40.4MMay 8, 2024 to Feb 28, 2025
- Pension RAUM · $29.4M to $21.0MMay 8, 2024 to Feb 28, 2025
- RAUM · $385M to $477MMay 8, 2024 to Feb 28, 2025
- Assets in custody · unset to 0.0Apr 11, 2024 to May 8, 2024
- Custody of client assets · false to trueApr 11, 2024 to May 8, 2024
- Accounts · 562 to 646Jan 25, 2024 to Mar 26, 2024
- Advisory employees · 6 to 5Jan 25, 2024 to Mar 26, 2024
- HNW clients · 83 to 103Jan 25, 2024 to Mar 26, 2024
- Individual clients · 138 to 127Jan 25, 2024 to Mar 26, 2024
- Pension plan clients · 10 to 13Jan 25, 2024 to Mar 26, 2024
- State-registered IARs · 6 to 5Jan 25, 2024 to Mar 26, 2024
- Discretionary RAUM · $324M to $385MJan 25, 2024 to Mar 26, 2024
- HNW RAUM · $268M to $312MJan 25, 2024 to Mar 26, 2024
- Individual RAUM · $38.9M to $35.7MJan 25, 2024 to Mar 26, 2024
- Pension RAUM · $10.1M to $29.4MJan 25, 2024 to Mar 26, 2024
- RAUM · $324M to $385MJan 25, 2024 to Mar 26, 2024
- Assets in custody · 324231233.0 to unsetMar 30, 2023 to Oct 13, 2023
- Custody of client assets · true to falseMar 30, 2023 to Oct 13, 2023
- Accounts · 0 to 562Jan 31, 2023 to Mar 30, 2023
- Advisory employees · 5 to 6Jan 31, 2023 to Mar 30, 2023
- Charity clients · 0 to 2Jan 31, 2023 to Mar 30, 2023
Signals
4 dated events
- F•••• F•••••••• G••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 4, 2023 · Succession (Item 4) · fact
- E•••• G•••••• L••• (Manager) appeared on Schedule A of F•••• F•••••••• G••••Jan 4, 2023 · Control person joined · fact
- 4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Fort Lauderdale, FL) for F•••• F•••••••• G•••• within 10 daysDec 21, 2022 · Team lift-out · derived
- F•••• F•••••••• G••••• I••• filed its initial SEC registration (Form ADV)Jul 25, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 954-337-2455reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 954-763-2600reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- fiorifg.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 954-763-2600reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026