RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• V••••
- F•••• F•••••••• G•••• independent RIA currentsince Dec 16, 2022 · Fort Lauderdale, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 30, 2021 to Dec 21, 2022 · Fort Lauderdale, Fl
- S••••••••• A•••••• A•••••••• I••• formerFeb 19, 2021 to Oct 29, 2021 · Davie, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to F•••• F•••••••• G••••left Dec 21, 2022, registered Dec 16, 2022 (-5 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- S••••••••• A•••••• A•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 29, 2021, registered Nov 30, 2021 (32 days) · Affiliated broker-dealer or bank to another
- L••••• V•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for F•••• F•••••••• G•••• (registered 2022-12-16)Dec 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address