DFX Intelligence
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Team lift-out
4 advisors left M••••• S•••••• for R•• C•••••• M••••••• L••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dean Rocco Calderoni | Hartford, Ct | Mar 26, 2024 | Mar 15, 2024 |
| Kevin Michael O'Shea | Hartford, Ct | Mar 26, 2024 | Mar 15, 2024 |
| David James Jorgensen | Hartford, Ct | Mar 27, 2024 | Mar 18, 2024 |
| Robert Daniel Moquin | Hartford, Ct | Mar 27, 2024 | Mar 15, 2024 |
The rule
- Registrations ended
- Mar 26, 2024 to Mar 27, 2024
- Registered next
- Mar 15, 2024 to Mar 18, 2024
- Branch state
- CT
- Cities
- 1, most in Hartford, Ct
- Registered there that day
- 20,432 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.