DFX Intelligence
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Team lift-out
2 advisors left M••••• S•••••• for C•••••• S••••• • C••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Hector Manuel Lugo | Duarte, Ca | Oct 13, 2022 | Dec 7, 2024 |
| Mai Thanh Liu | Palo Alto, Ca | Oct 19, 2022 | Oct 19, 2022 |
The rule
- Registrations ended
- Oct 13, 2022 to Oct 19, 2022
- Registered next
- Oct 19, 2022 to Dec 7, 2024
- Branch state
- CA
- Cities
- 2, most in Duarte, Ca
- Registered there that day
- 18,809 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape