DFX Intelligence
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Team lift-out
3 advisors left M••••• S•••••• for S•••••• N••••••• • C••••••• I•••••••••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jennifer Leigh Sherman | Sioux Falls, Sd | Apr 19, 2016 | Apr 21, 2016 |
| Mary K. Steiner | Sioux Falls, Sd | Apr 19, 2016 | Apr 21, 2016 |
| Troy Lynn Rames | Sioux Falls, Sd | Apr 19, 2016 | Mar 30, 2016 |
The rule
- Registrations ended
- Apr 19, 2016
- Registered next
- Mar 30, 2016 to Apr 21, 2016
- Branch state
- SD
- Cities
- 1, most in Sioux Falls, Sd
- Registered there that day
- 13,628 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.