DFX Intelligence

RIA Intelligence

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Firm absorbed

8 advisors left L••••• W••••• M••••••••• L•• for I••••••••• D••••• A•••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Alex KlingensmithCarlsbad, CaMar 1, 2019Jan 3, 2019
Andrew Patrick GrantCarlsbad, CaMar 1, 2019Jan 3, 2019
Jason Richard LabrumCarlsbad, CaMar 1, 2019Jan 12, 2026
Jordie Elizabeth CzapinskiCarlsbad, CaMar 1, 2019Apr 28, 2025
Kent Allan ColwellCarlsbad, CaMar 1, 2019Jan 3, 2019
Kimberly Marie SurberCarlsbad, CaMar 1, 2019Jan 3, 2019
Robert Edward PatersonCarlsbad, CaMar 1, 2019Jan 3, 2019
Thomas OhanesianCarlsbad, CaMar 1, 2019Jan 1, 2025
The rule
Registrations ended
Mar 1, 2019
Registered next
Jan 3, 2019 to Jan 12, 2026
Branch state
CA
Cities
1, most in Carlsbad, Ca
Registered there that day
11 (people still on IAPD; an estimate)
Share of that headcount
73%
Succession by the destination
none on the tape
Other teams out of L••••• W••••• M••••••••• L••Other teams into I••••••••• D••••• A•••••••• L••