DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kimberly Marie Surber
Certified Financial Planner
Feed of 09/15/2026
Also filed as Kimberly Marie Brashear
At current firm
5 y
since Jul 12, 2021
In the industry
28 y
since Jan 23, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J. W. Cole Advisors, Inc. BD affiliated currentsince Jul 12, 2021 · Tampa, Fl
- Intelligence Driven Advisers, LLC independent RIAJan 3, 2019 to Aug 16, 2019 · Murrieta, Ca
- Labrum Wealth Management, LLC formerOct 24, 2017 to Mar 1, 2019 · Murrieta, Ca
- The Strategic Financial Alliance BD affiliatedOct 31, 2003 to Oct 9, 2017 · Murrieta, Ca
- Ifg Advisory Services Inc unclassifiedMar 31, 2003 to Nov 22, 2003 · Woodstock, Ga
Moves
a registration end followed by a registration begin elsewhere
- Intelligence Driven Advisers, LLC to J. W. Cole Advisors, Inc.left Aug 16, 2019, registered Jul 12, 2021 (696 days) · RIA to RIA
- Labrum Wealth Management, LLC to Intelligence Driven Advisers, LLCleft Mar 1, 2019, registered Jan 3, 2019 (-57 days) · RIA to a newly registered adviser · moved with a team
- The Strategic Financial Alliance to Labrum Wealth Management, LLCleft Oct 9, 2017, registered Oct 24, 2017 (15 days) · Other
- Ifg Advisory Services Inc to The Strategic Financial Allianceleft Nov 22, 2003, registered Oct 31, 2003 (-22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address