DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••
Not a lift-out: both firms report S••••••• Financial Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Christopher Michlitsch | St Paul, Mn | Jun 3, 2016 | Feb 25, 2014 |
| Camille Margaret Smith | Minneapolis, Mn | Jun 9, 2016 | Dec 26, 2017 |
| Jacob Michael Mcalpine | Bayport, Mn | Jun 9, 2016 | Feb 4, 2016 |
The rule
- Registrations ended
- Jun 3, 2016 to Jun 9, 2016
- Registered next
- Feb 25, 2014 to Dec 26, 2017
- Branch state
- MN
- Cities
- 2, most in St Paul, Mn
- Registered there that day
- 738 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- both firms report S••••••• Financial Group, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape