DFX Intelligence
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Channel change (one enterprise)
4 advisors moved from S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••
Not a lift-out: both firms report S••••••• Financial Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amanda Jane Johnson | Bloomington, Mn | Aug 16, 2018 | Aug 12, 2014 |
| Charles Alexander Stewart | Bloomington, Mn | Aug 16, 2018 | Feb 25, 2015 |
| Danica Le Goshert | Bloomington, Mn | Aug 16, 2018 | Dec 24, 2013 |
| Daniel Joseph Lanasa | Bloomington, Mn | Aug 16, 2018 | Apr 6, 2018 |
The rule
- Registrations ended
- Aug 16, 2018
- Registered next
- Dec 24, 2013 to Apr 6, 2018
- Branch state
- MN
- Cities
- 1, most in Bloomington, Mn
- Registered there that day
- 827 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- One enterprise because
- both firms report S••••••• Financial Group, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape