DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S••••••• F•••••••• S•••••••• I••• to C•• S••••••••• L••
Not a lift-out: both firms report S••••••• Financial Group, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kevin Noel Dolan | Philadelphia, Pa | Nov 2, 2017 | Oct 7, 2016 |
| Jacob Forman | Philadelphia, Pa | Nov 3, 2017 | Apr 13, 2017 |
The rule
- Registrations ended
- Nov 2, 2017 to Nov 3, 2017
- Registered next
- Oct 7, 2016 to Apr 13, 2017
- Branch state
- PA
- Cities
- 1, most in Philadelphia, Pa
- Registered there that day
- 837 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- both firms report S••••••• Financial Group, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape