DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Noel Dolan
Feed of 09/14/2026
At current firm
8 y
since May 30, 2018
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Equitable Advisors, LLC national BD currentsince May 30, 2018 · Wall, Nj
- Garden State Investment Advisory Services, LLC independent RIANov 6, 2017 to Mar 19, 2018 · Red Bank, Nj
- Securian Financial Services, Inc. formerOct 7, 2016 to Nov 2, 2017 · Philadelphia, Pa
- Cri Securities, LLC formerOct 7, 2016 to Nov 2, 2017 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Garden State Investment Advisory Services, LLC to Equitable Advisors, LLCleft Mar 19, 2018, registered May 30, 2018 (72 days) · Other
- Securian Financial Services, Inc. to Cri Securities, LLCleft Nov 2, 2017, registered Oct 7, 2016 (-391 days) · channel change inside one enterprise, not a move · moved with a team
- Cri Securities, LLC to Garden State Investment Advisory Services, LLCleft Nov 2, 2017, registered Nov 6, 2017 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address