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Team lift-out

3 advisors left R••••••••• • J•• for I•••••• F•••••

othertoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Kenneth L HuffmanAnaheim, CaApr 20, 2015May 15, 2015
Scott Richard CartyAnaheim, CaApr 20, 2015Mar 30, 2015
Charles Buddy BowersAnaheim, CaApr 21, 2015Mar 27, 2015
The rule
Registrations ended
Apr 20, 2015 to Apr 21, 2015
Registered next
Mar 27, 2015 to May 15, 2015
Branch state
CA
Cities
1, most in Anaheim, Ca
Registered there that day
7 (people still on IAPD; an estimate)
Share of that headcount
43%
Succession by the destination
none on the tape