DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Retirementadvice | Jka
Latest filing Mar 18, 2026
First filing on the tape Feb 10, 2012 · 41 filings
SEC status approved since Sep 18, 2014
RAUM
$267M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$266M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$66.8M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$267M as of Mar 18, 2026
Feb 10, 2012$34.8M then
HNW client RAUM$184M as of Mar 18, 2026
Mar 30, 2018$53.5M then
State-registered IARs (5.B.3)4 as of Mar 18, 2026
Feb 10, 20120 then
Employees (5.A)4 as of Mar 18, 2026
Mar 6, 20157 then
Private funds: no history
RAUM +12% over the last fiscal year+15% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $66.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $270,856derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $80.5M, 174 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$184M69%
- Individuals$81.7M31%
- Charitable organizations$1.8M0.7%
- Individual clients
- 195reported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 987reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $80.5M for 174 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jack Brunson Keeter | Anaheim, Ca | May 13, 2011 | 31 y | 2 |
| Eric S Domingues | Anaheim, Ca | Sep 20, 2011 | 19 y | 0 |
| Kyle Davis | Anaheim, Ca | Jul 1, 2021 | 13 y | 0 |
| Joseph Daniel Ramirez | Anaheim, Ca | Nov 3, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Michael Philip Kriechbaum to Pruco Securities, LLCJul 16, 2020 · RIA to affiliated broker-dealer or bank
- Derek Jay Colton to Aegis Wealth Management, Inc.Mar 20, 2020 · RIA to a newly registered adviser
- Reid Austin Williams to Woodbury Financial Services, Inc.May 1, 2019 · RIA to affiliated broker-dealer or bank
- Kellen Blaise Beard to Virtue Capital Management, LLCApr 25, 2019 · RIA to RIA
- Samuel Bruce Ledwitz to Mariner Advisor NetworkOct 3, 2017 · Other
- Thomas Everett Steele to Gradient Advisors, LLCApr 20, 2017 · Other
- Charles Buddy Bowers to Insight FoliosApr 21, 2015 · Other
- Paul Leonard Durso to Insight FoliosApr 20, 2015 · Other
- Scott Richard Carty to Insight FoliosApr 20, 2015 · Other
- Kenneth L Huffman to Insight FoliosApr 20, 2015 · Other
Joined, latest
- Kenneth L Huffman from Integrity Alliance, LLCOct 9, 2014 · Other
- Charles Buddy Bowers from Bts Asset Management, Inc.Feb 18, 2014 · Other
- Jack Brunson Keeter from LPL Financial LLCMay 13, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Insight FoliosApr 20, 2015 · Anaheim, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brunson Jack Keeter · President & Chief Compliance Officercontrolsince 05/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Anaheim, Ca · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 942 to 987Feb 24, 2025 to Mar 18, 2026
- Charity clients · unset to 6.0Feb 24, 2025 to Mar 18, 2026
- HNW clients · 39 to 55Feb 24, 2025 to Mar 18, 2026
- Individual clients · 193 to 195Feb 24, 2025 to Mar 18, 2026
- Pension plan clients · 10.0 to unsetFeb 24, 2025 to Mar 18, 2026
- Assets in custody · $58.8M to $80.5MFeb 24, 2025 to Mar 18, 2026
- Employees · 5 to 4Feb 24, 2025 to Mar 18, 2026
- Financial planning clients · 1-10 to 0Feb 24, 2025 to Mar 18, 2026
- State-registered IARs · 3 to 4Feb 24, 2025 to Mar 18, 2026
- Discretionary RAUM · $240M to $267MFeb 24, 2025 to Mar 18, 2026
- HNW RAUM · $155M to $184MFeb 24, 2025 to Mar 18, 2026
- Individual RAUM · $82.1M to $81.7MFeb 24, 2025 to Mar 18, 2026
- Pension RAUM · 1991069.0 to unsetFeb 24, 2025 to Mar 18, 2026
- RAUM · $240M to $267MFeb 24, 2025 to Mar 18, 2026
- Accounts · 936 to 942Mar 4, 2024 to Feb 24, 2025
- Advisory employees · 3 to 4Mar 4, 2024 to Feb 24, 2025
- HNW clients · 74 to 39Mar 4, 2024 to Feb 24, 2025
- Individual clients · 182 to 193Mar 4, 2024 to Feb 24, 2025
- Pension plan clients · unset to 10.0Mar 4, 2024 to Feb 24, 2025
- Assets in custody · $18.9M to $58.8MMar 4, 2024 to Feb 24, 2025
- Financial planning clients · 1-10 to 1-10Mar 4, 2024 to Feb 24, 2025
- Discretionary RAUM · $201M to $240MMar 4, 2024 to Feb 24, 2025
- HNW RAUM · $149M to $155MMar 4, 2024 to Feb 24, 2025
- Individual RAUM · $52.2M to $82.1MMar 4, 2024 to Feb 24, 2025
- Pension RAUM · $394,835 to $2.0MMar 4, 2024 to Feb 24, 2025
- RAUM · $201M to $240MMar 4, 2024 to Feb 24, 2025
- Accounts · 940 to 936May 23, 2023 to Mar 4, 2024
- HNW clients · 56 to 74May 23, 2023 to Mar 4, 2024
- Individual clients · 213 to 182May 23, 2023 to Mar 4, 2024
- Assets in custody · $30.1M to $18.9MMay 23, 2023 to Mar 4, 2024
- Financial planning clients · 0 to 1-10May 23, 2023 to Mar 4, 2024
- Discretionary RAUM · $178M to $201MMay 23, 2023 to Mar 4, 2024
- HNW RAUM · $116M to $149MMay 23, 2023 to Mar 4, 2024
- Individual RAUM · $61.5M to $52.2MMay 23, 2023 to Mar 4, 2024
- Pension RAUM · $418,690 to $394,835May 23, 2023 to Mar 4, 2024
- RAUM · $178M to $201MMay 23, 2023 to Mar 4, 2024
- Business name · JACK KEETER & ASSOCIATES, INC. to RETIREMENTADVICE | JKAApr 17, 2023 to May 23, 2023
- Legal name · JACK KEETER & ASSOCIATES, INC. to RETIREMENTADVICE | JKAApr 17, 2023 to May 23, 2023
- Accounts · 942 to 940Mar 2, 2022 to Mar 21, 2023
- HNW clients · 65 to 56Mar 2, 2022 to Mar 21, 2023
Signals
2 dated events
- Thomas Timothy Koch (Vice President / Chief Compliance Officer) no longer on Schedule A of Retirementadvice | Jka (listed 2020-10-15, absent 2020-12-23)Dec 23, 2020 · Control person left · inference
- Jack Keeter & Associates, Inc. filed its initial SEC registration (Form ADV)Sep 2, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- lisa@jackkeeter.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- andrea@jackkeeter.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 714-779-9200reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- JACKKEETER.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 714-779-9200reportedpublic record, Form ADV, Mar 18, 2026
- Contact form
- jackkeeter.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- jackkeeter.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026