DFX Intelligence

RIA Intelligence

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Firm absorbed

7 advisors left H•••• W••••• P••••••• for C• I••••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Brian David NealAuburn, InAug 15, 2018Mar 29, 2018
David Wayne HeftyAuburn, InAug 15, 2018Mar 29, 2018
Douglas Edward LockwoodAuburn, InAug 15, 2018Mar 29, 2018
Edison ByzykaAuburn, InAug 15, 2018Mar 29, 2018
Erik Martin HerstadAuburn, InAug 15, 2018Mar 29, 2018
Kentrina Genea MapesAuburn, InAug 15, 2018Mar 29, 2018
Stacy Elaine HeftyAuburn, InAug 15, 2018Mar 29, 2018
The rule
Registrations ended
Aug 15, 2018
Registered next
Mar 29, 2018
Branch state
IN
Cities
1, most in Auburn, In
Registered there that day
7 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
a succession within a year (Mar 1, 2018), not necessarily this firm
Other teams out of H•••• W••••• P•••••••Other teams into C• I••••••••• L••