RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C• I••••••••• L•• independent RIA currentsince Mar 29, 2018 · Auburn, In
- C•• A•••••••• L•• no RAUMMay 17, 2019 to Sep 22, 2020 · Auburn, In
- H•••• W••••• P••••••• formerJan 15, 2016 to Aug 15, 2018 · Auburn, In
- E••••••• T•••• C•••••• formerApr 3, 2014 to Oct 12, 2015 · Fort Wayne, In
- C•• A•••••••• L•• to no registered destinationleft Sep 22, 2020 · Departure, no registered destination
- H•••• W••••• P••••••• to C• I••••••••• L••left Aug 15, 2018, registered Mar 29, 2018 (-139 days) · RIA to RIA · moved with a team
- E••••••• T•••• C•••••• to H•••• W••••• P•••••••left Oct 12, 2015, registered Jan 15, 2016 (95 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address