DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Hefty Wealth Partners

Former SEC-registered adviserAuburn, IndianaCRD 153880SEC 801-71660IAPD
Legal name Hefty Wealth Partners, Inc.
Latest filing Feb 27, 2018
First filing on the tape Mar 28, 2012 · 20 filings
RAUM
$208M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$205M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$208M as of Feb 27, 2018
Mar 28, 2012$126M then
HNW client RAUM: $101M
State-registered IARs (5.B.3)10 as of Feb 27, 2018
Mar 28, 20120 then
Employees (5.A)12 as of Feb 27, 2018
Mar 22, 201310 then
Private funds: no history
RAUM +20% over the last fiscal year+8.1% a year over threeIARs 8 to 10
Practice profile
derived from the filing of Feb 27, 2018; every figure names its basis
RAUM per advisor
$20.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
45derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.7MderivedHNW RAUM over HNW clients
Average account
$185,552derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
5.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Wrap fee program
$208MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$104M50%
  • High-net-worth individuals$101M49%
  • Insurance companies$2.4M1.2%
  • Charitable organizations$194,0380.1%
Individual clients
388reported
HNW clients
60reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,120reported
Financial planning clients
251-500reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Edison Byzyka · Chief Investment Officercontrol
      since 01/2017 · owns less than 5%
    • Wayne David Hefty · Chief Executive Officercontrol
      since 12/2006 · owns 25% to 50%
    • Elaine Stacy Hefty · President, Vice President, Treasurer, And Secretarycontrol
      since 12/2006 · owns 25% to 50%
    • Marie Angela Lockwood · Chief Operations Officercontrol
      since 01/2017 · owns less than 5%
    • Edward Douglas Lockwood · Branch Presidentcontrol
      since 01/2013 · owns 5% to 10%
    • Ann Christina Martinez · Chief Compliance Officercontrol
      since 10/2017 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Fort Wayne, IN1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 1,014 to 1,120
      Dec 22, 2017 to Feb 27, 2018
    • Advisory employees · 4 to 6
      Dec 22, 2017 to Feb 27, 2018
    • BD registered reps · 8 to 9
      Dec 22, 2017 to Feb 27, 2018
    • HNW clients · unset to 60.0
      Dec 22, 2017 to Feb 27, 2018
    • Individual clients · unset to 388.0
      Dec 22, 2017 to Feb 27, 2018
    • Employees · 11 to 12
      Dec 22, 2017 to Feb 27, 2018
    • Financial planning clients · 101-250 to 251-500
      Dec 22, 2017 to Feb 27, 2018
    • State-registered IARs · 8 to 10
      Dec 22, 2017 to Feb 27, 2018
    • Discretionary RAUM · $195M to $208M
      Dec 22, 2017 to Feb 27, 2018
    • HNW RAUM · unset to 101360280.0
      Dec 22, 2017 to Feb 27, 2018
    • Individual RAUM · unset to 103863222.0
      Dec 22, 2017 to Feb 27, 2018
    • RAUM · $195M to $208M
      Dec 22, 2017 to Feb 27, 2018
    • Other offices · unset to 1.0
      Sep 13, 2017 to Nov 8, 2017
    • Wrap assets (manager) · unset to 0.0
      Sep 13, 2017 to Nov 8, 2017
    • Wrap assets (sponsor) · unset to 0.0
      Sep 13, 2017 to Nov 8, 2017
    • Discretionary RAUM · $174M to $195M
      May 22, 2017 to Sep 13, 2017
    • RAUM · $174M to $195M
      May 22, 2017 to Sep 13, 2017
    • Accounts · 961 to 1,014
      Jul 27, 2016 to Jan 19, 2017
    • Advisory employees · 6 to 4
      Jul 27, 2016 to Jan 19, 2017
    • BD registered reps · 6 to 8
      Jul 27, 2016 to Jan 19, 2017
    • State-registered IARs · 6 to 8
      Jul 27, 2016 to Jan 19, 2017
    • Discretionary RAUM · $147M to $174M
      Jul 27, 2016 to Jan 19, 2017
    • RAUM · $147M to $174M
      Jul 27, 2016 to Jan 19, 2017
    • Accounts · 1,114 to 961
      May 13, 2015 to Mar 30, 2016
    • Advisory employees · 7 to 6
      May 13, 2015 to Mar 30, 2016
    • BD registered reps · 7 to 6
      May 13, 2015 to Mar 30, 2016
    • Employees · 12 to 11
      May 13, 2015 to Mar 30, 2016
    • State-registered IARs · 7 to 6
      May 13, 2015 to Mar 30, 2016
    • Discretionary RAUM · $165M to $147M
      May 13, 2015 to Mar 30, 2016
    • RAUM · $165M to $147M
      May 13, 2015 to Mar 30, 2016
    • Accounts · 1,026 to 1,114
      Mar 31, 2014 to Feb 6, 2015
    • Discretionary RAUM · $141M to $165M
      Mar 31, 2014 to Feb 6, 2015
    • RAUM · $141M to $165M
      Mar 31, 2014 to Feb 6, 2015
    • Accounts · 1,002 to 1,026
      Dec 19, 2013 to Mar 31, 2014
    • Advisory employees · 6 to 7
      Dec 19, 2013 to Mar 31, 2014
    • BD registered reps · 6 to 7
      Dec 19, 2013 to Mar 31, 2014
    • Employees · 10 to 12
      Dec 19, 2013 to Mar 31, 2014
    • State-registered IARs · 6 to 7
      Dec 19, 2013 to Mar 31, 2014
    • Discretionary RAUM · $121M to $141M
      Dec 19, 2013 to Mar 31, 2014
    • RAUM · $121M to $141M
      Dec 19, 2013 to Mar 31, 2014
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026