DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from K••••• P•••••• W••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
Not a lift-out: both firms report K••••• Financial, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Brandon John Hebert | Austin, Tx | Jan 11, 2023 | Nov 30, 2022 |
| Jeffery Patrick Hebert | Austin, Tx | Jan 11, 2023 | Dec 1, 2022 |
| John Marc Hebert | Austin, Tx | Jan 11, 2023 | Nov 21, 2022 |
The rule
- Registrations ended
- Jan 11, 2023
- Registered next
- Nov 21, 2022 to Dec 1, 2022
- Branch state
- TX
- Cities
- 1, most in Austin, Tx
- Registered there that day
- 109 (people still on IAPD; an estimate)
- Share of that headcount
- 2.8%
- One enterprise because
- both firms report K••••• Financial, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape