The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Channel change (one enterprise)

3 advisors moved from S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••

Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

othertonational BDOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Justin Adam LongfellowPhoenix, AzJan 9, 2017Jan 10, 2017
Wesley John KellyPhoenix, AzJan 9, 2017Jan 9, 2017
Scott M StrehlowPhoenix, AzJan 11, 2017May 30, 2023
The rule
Registrations ended
Jan 9, 2017 to Jan 11, 2017
Registered next
Jan 9, 2017 to May 30, 2023
Branch state
AZ
Cities
1, most in Phoenix, Az
Registered there that day
447 (people still on IAPD; an estimate)
Share of that headcount
0.7%
One enterprise because
both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape