DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Shea Lynn Dersham | Westlake, Tx | Mar 20, 2023 | Mar 14, 2023 |
| Barbara Christine Tsinakis | Westlake, Tx | Mar 30, 2023 | Mar 30, 2023 |
The rule
- Registrations ended
- Mar 20, 2023 to Mar 30, 2023
- Registered next
- Mar 14, 2023 to Mar 30, 2023
- Branch state
- TX
- Cities
- 1, most in Westlake, Tx
- Registered there that day
- 813 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape