DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• C•••••••• T•••••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 4719021

Feed of 09/14/2026

Also filed as Barbara Tsinakis

At current firm

1 y

since Aug 13, 2025

In the industry

22 y

since Mar 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Aug 13, 2025 · Plano, Tx
C•••••• S••••• • C••• I••• national BD
Mar 30, 2023 to Jul 26, 2025 · Phoenix, Az
S••••• W••••• A•••••••• I••• no RAUM
Jan 3, 2019 to Mar 30, 2023 · Phoenix, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 10, 2011 to Dec 17, 2018 · Walnut Creek, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jan 3, 2011 · San Francisco, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Feb 22, 2007 to Oct 23, 2009 · San Francisco, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 12, 2006 to Feb 26, 2007 · Menlo Park, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Mar 2, 2004 to Mar 31, 2006 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to V••••••• A•••••••• I•••
left Jul 26, 2025, registered Aug 13, 2025 (18 days) · Affiliated broker-dealer or bank to another
S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••
left Mar 30, 2023, registered Mar 30, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••• W••••• A•••••••• I•••
left Dec 17, 2018, registered Jan 3, 2019 (17 days) · Wirehouse to affiliated broker-dealer or bank
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Feb 26, 2007, registered Feb 22, 2007 (-4 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••
left Mar 31, 2006, registered Apr 12, 2006 (12 days) · Other

Signals

B•••••• C•••••••• T••••••• left C•••••• S••••• • C••• I••• for V••••••• A•••••••• I••• (registered 2025-08-13)
Jul 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address