DFX Intelligence
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Firm absorbed
8 advisors left T•• C•••••• W••••• A•••••••• L•• for H•••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Klundt | Spokane, Wa | Nov 29, 2023 | Jun 23, 2023 |
| David Gordon | Spokane, Wa | Nov 29, 2023 | Jun 23, 2023 |
| Jacob Christian Timm | Spokane, Wa | Nov 29, 2023 | Jun 23, 2023 |
| Jon Walter Heideman | Spokane, Wa | Nov 29, 2023 | Jun 23, 2023 |
| Max Bennett | Spokane, Wa | Nov 29, 2023 | Jun 23, 2023 |
| Robert Craig Bishopp | Spokane, Wa | Nov 29, 2023 | Jul 23, 2023 |
| Ryan Fisher | Spokane, Wa | Nov 29, 2023 | Jun 23, 2023 |
| Timothy Mark Mitrovich | Spokane, Wa | Nov 29, 2023 | Jun 23, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 29, 2023
- Registered next
- Jun 23, 2023 to Jul 23, 2023
- Branch state
- WA
- Cities
- 1, most in Spokane, Wa
- Registered there that day
- 8 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape