DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Gordon
Certified Financial Planner
Feed of 09/15/2026
Also filed as David C Gordon
At current firm
3 y
since Jun 23, 2023
In the industry
19 y
since Apr 7, 2007 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Jun 23, 2023 · Spokane, Wa
- Ten Capital Wealth Advisors, LLC formerJan 3, 2019 to Nov 29, 2023 · Spokane, Wa
- Mutual Advisors, LLC BD affiliatedSep 26, 2016 to Dec 31, 2018 · Spokane, Wa
- Cetera Advisor Networks LLC formerMar 24, 2010 to Sep 26, 2016 · Spokane, Wa
- LPL Financial LLC BD affiliatedFeb 12, 2008 to Apr 28, 2009 · Spokane, Wa
- Ameriprise Financial Services, LLC national BDApr 9, 2007 to Dec 14, 2007 · Spokane, Wa
Moves
a registration end followed by a registration begin elsewhere
- Ten Capital Wealth Advisors, LLC to Hightower Advisors, LLCleft Nov 29, 2023, registered Jun 23, 2023 (-159 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Mutual Advisors, LLC to Ten Capital Wealth Advisors, LLCleft Dec 31, 2018, registered Jan 3, 2019 (3 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Advisor Networks LLC to Mutual Advisors, LLCleft Sep 26, 2016, registered Sep 26, 2016 (0 days) · Other · moved with a team
- LPL Financial LLC to Cetera Advisor Networks LLCleft Apr 28, 2009, registered Mar 24, 2010 (330 days) · Other
- Ameriprise Financial Services, LLC to LPL Financial LLCleft Dec 14, 2007, registered Feb 12, 2008 (60 days) · Other
Signals
- David Gordon left Ten Capital Wealth Advisors, Llc for Hightower Advisors, Llc (registered 2023-06-23)Nov 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address