DFX Intelligence
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Team lift-out
2 advisors left A••••••• F•••••••• N•••••• A••••••• S•••••••• L•• for D•••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Martin Sam Wasser | Los Angeles, Ca | Jun 25, 2018 | Sep 5, 2023 |
| Craig Robert Watanabe | Los Angeles, Ca | Jul 2, 2018 | Sep 5, 2023 |
The rule
- Registrations ended
- Jun 25, 2018 to Jul 2, 2018
- Registered next
- Sep 5, 2023
- Branch state
- CA
- Cities
- 1, most in Los Angeles, Ca
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 40%
- Succession by the destination
- none on the tape