DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Channel change (one enterprise)

12 advisors moved from L•••••••• P••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••

Not a lift-out: both firms report The N••••••••• M••••• Life Insurance Company as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

no RAUMtono RAUMOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Anthony Joseph PiazzaScottsdale, AzJun 7, 2018Aug 30, 2018
Brandie Farnam KnebelScottsdale, AzJun 7, 2018Sep 18, 2018
Christian BillsScottsdale, AzJun 7, 2018May 29, 2018
Collin N LacyScottsdale, AzJun 7, 2018Aug 30, 2018
Kirk Len PorterScottsdale, AzJun 7, 2018Aug 16, 2018
Scott MckeeverScottsdale, AzJun 7, 2018Aug 24, 2018
Steven Scott LelandScottsdale, AzJun 7, 2018Jun 14, 2018
Amy Leigh ShepardScottsdale, AzJun 11, 2018Sep 7, 2018
John Brian SmithScottsdale, AzJun 11, 2018Aug 14, 2018
Luke Philip ToewsScottsdale, AzJun 11, 2018Sep 7, 2018
Sara Emily WrightScottsdale, AzJun 11, 2018Aug 3, 2018
Shannon SchafferScottsdale, AzJun 11, 2018Aug 31, 2018
The rule
Registrations ended
Jun 7, 2018 to Jun 11, 2018
Registered next
May 29, 2018 to Sep 18, 2018
Branch state
AZ
Cities
1, most in Scottsdale, Az
Registered there that day
29 (people still on IAPD; an estimate)
Share of that headcount
41%
One enterprise because
both firms report The N••••••••• M••••• Life Insurance Company as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of L•••••••• P••••••• S•••••••• L••Other teams into N••••••••• M••••• I••••••••• S•••••••••