DFX Intelligence
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Team lift-out
2 advisors left A•••••• W••••• M••••••••• L•• for A•••• W••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Loren Seid | Carlsbad, Ca | Dec 31, 2021 | Feb 11, 2015 |
| Monica Kristina Szakos | Carlsbad, Ca | Dec 31, 2021 | Apr 15, 2020 |
The rule
- Registrations ended
- Dec 31, 2021
- Registered next
- Feb 11, 2015 to Apr 15, 2020
- Branch state
- CA
- Cities
- 1, most in Carlsbad, Ca
- Registered there that day
- 32 (people still on IAPD; an estimate)
- Share of that headcount
- 6.3%
- Succession by the destination
- none on the tape