RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Axxcess Wealth Management, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Axxcess Wealth Management, LLC independent RIA | Vandalia Wealth independent RIA | Carlsbad, Ca | RIA to RIA | Jul 2, 2026 |
| 2 | Axxcess Wealth Management, LLC independent RIA | Santara Wealth Management LLC no RAUM | San Diego, Ca | RIA to a newly registered adviser | Feb 3, 2025 over 4 d |
| 3 | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | San Diego, Ca +1 | RIA to RIA | Jan 15, 2025 |
| 4 | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | San Diego, Ca +2 | RIA to RIA | Dec 31, 2024 |
| 2 | Axxcess Wealth Management, LLC independent RIA | Route 20 Private Wealth Inc. asset manager | Carlsbad, Ca | Other | Dec 2, 2024 |
| 2 | Axxcess Wealth Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | Carlsbad, Ca | RIA to affiliated broker-dealer or bank | Jan 3, 2024 |
| 2 | Axxcess Wealth Management, LLC independent RIA | Peterson Rogers Private Wealth, LLC independent RIA | Lehi, Ut | RIA to RIA | May 11, 2023 |
| 4 | Axxcess Wealth Management, LLC independent RIA | Williamson Legacy Group, LLC no RAUM | Carlsbad, Ca | RIA to a newly registered adviser | Mar 24, 2022 |
| 2 | Axxcess Wealth Management, LLC independent RIA | Arete Wealth Advisors, LLC BD affiliated | Carlsbad, Ca | RIA to affiliated broker-dealer or bank | Dec 31, 2021 |