DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
2 advisors moved from T•• M••••• F••• S•••• to F•••••••• E•••••• A•••••• C•••••• L••
Not a lift-out: both firms report Financial E••••••, Inc. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Tyler West | Houston, Tx | Sep 23, 2016 | Sep 6, 2016 |
| Robert Thomas Fenno | The Woodlands, Tx | Sep 23, 2016 | Sep 6, 2016 |
The rule
- Registrations ended
- Sep 23, 2016
- Registered next
- Sep 6, 2016
- Branch state
- TX
- Cities
- 2, most in The Woodlands, Tx
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- One enterprise because
- both firms report Financial E••••••, Inc. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape