DFX Intelligence
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Firm absorbed
3 advisors left L••• A••••• F••••••••• L•• for I••••••••• W••••• C••••••• L••
unclassifiedtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alex Bedo Chalekian | Pasadena, Ca | May 13, 2020 | Nov 5, 2019 |
| Christopher Carreon | Pasadena, Ca | May 13, 2020 | Apr 2, 2020 |
| Kent Katsuo Tanaka | Pasadena, Ca | May 13, 2020 | Oct 31, 2019 |
The rule
- Registrations ended
- May 13, 2020
- Registered next
- Oct 31, 2019 to Apr 2, 2020
- Branch state
- CA
- Cities
- 1, most in Pasadena, Ca
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape