RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• K••••• T•••••
- P•••••••• F•••••••• S••••••• independent RIA currentsince Jan 2, 2026 · Los Angeles, Ca
- I••••••••• W••••• C••••••• L•• independent RIAOct 31, 2019 to Oct 5, 2021 · Pasadena, Ca
- L••• A••••• F••••••••• L•• unclassifiedOct 26, 2017 to May 13, 2020 · Glendale, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 20, 1999 to Oct 23, 2017 · Santa Monica, Ca
- I••••••••• W••••• C••••••• L•• to P•••••••• F•••••••• S•••••••left Oct 5, 2021, registered Jan 2, 2026 (1550 days) · RIA to RIA
- L••• A••••• F••••••••• L•• to I••••••••• W••••• C••••••• L••left May 13, 2020, registered Oct 31, 2019 (-195 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to L••• A••••• F••••••••• L••left Oct 23, 2017, registered Oct 26, 2017 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address