DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left T•• W••••• M••••••••• A••••••• L•• for F•••• A•••••• S••••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Erica Renee SmithSan Jose, CaJan 8, 2019Jan 8, 2019
Erich Karl ReinhardtSan Jose, CaJan 8, 2019Jan 8, 2019
Stephanie F MackaraSan Jose, CaJan 8, 2019Jan 8, 2019
Timothy Mark WochokSan Jose, CaJan 8, 2019Jan 8, 2019
The rule
Registrations ended
Jan 8, 2019
Registered next
Jan 8, 2019
Branch state
CA
Cities
1, most in San Jose, Ca
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of T•• W••••• M••••••••• A••••••• L••Other teams into F•••• A•••••• S••••••••• L••