DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephanie F Mackara
Feed of 09/15/2026
Also filed as Stefanie F Westerberg
At current firm
1 y
since Feb 5, 2025
In the industry
29 y
since Jan 27, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Beacon Pointe Advisors, LLC independent RIA currentsince Feb 5, 2025 · Newport Beach, Ca
- Charleston Investment Advisors, LLC formerSep 19, 2019 to Dec 31, 2024 · Mt. Pleasant, Sc
- Focus Advisor Solutions, LLC independent RIAJan 8, 2019 to Feb 4, 2020 · Mt. Pleasant, Sc
- The Wealth Management Alliance LLC formerJan 24, 2014 to Jan 8, 2019 · San Jose, Ca
- Cowen Prime Advisors formerAug 14, 2013 to Jan 17, 2014 · New York, Ny
- Bny Mellon Advisors, Inc. bank affiliatedFeb 8, 2008 to Sep 12, 2011 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Charleston Investment Advisors, LLC to Beacon Pointe Advisors, LLCleft Dec 31, 2024, registered Feb 5, 2025 (36 days) · RIA to RIA · moved with a team
- Focus Advisor Solutions, LLC to Charleston Investment Advisors, LLCleft Feb 4, 2020, registered Sep 19, 2019 (-138 days) · RIA to RIA · moved with a team
- The Wealth Management Alliance LLC to Focus Advisor Solutions, LLCleft Jan 8, 2019, registered Jan 8, 2019 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Cowen Prime Advisors to The Wealth Management Alliance LLCleft Jan 17, 2014, registered Jan 24, 2014 (7 days) · Other
- Bny Mellon Advisors, Inc. to Cowen Prime Advisorsleft Sep 12, 2011, registered Aug 14, 2013 (702 days) · Other
Signals
- Stephanie F Mackara left Charleston Investment Advisors, Llc for Beacon Pointe Advisors, Llc (registered 2025-02-05)Dec 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address