DFX Intelligence
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Team lift-out
3 advisors left H••••••••• G•••• E••••• • R••••••••• S••••••••• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin Wada | Brea, Ca | Nov 1, 2024 | Nov 4, 2024 |
| Maxwell Shapiro | Lancaster, Ca | Nov 1, 2024 | Nov 1, 2024 |
| Veronica Marie Aaron | Long Beach, Ca | Nov 12, 2024 | Feb 4, 2026 |
The rule
- Registrations ended
- Nov 1, 2024 to Nov 12, 2024
- Registered next
- Nov 1, 2024 to Feb 4, 2026
- Branch state
- CA
- Cities
- 3, most in Brea, Ca
- Registered there that day
- 31 (people still on IAPD; an estimate)
- Share of that headcount
- 9.7%
- Succession by the destination
- none on the tape